Twenty-four months ago, we looked at the whole landscape of competitive offerings in the e-mail/IM message retention space for registered broker-dealer compliance. SECCAS was and is in a class of its own, as a feature-packed, cost-effective and proven hosted retention service.

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REVIEW - Compliance officers use the browser-based SECCAS Compliance Manager to review all archived correspondence for which they are responsible.

ARCHIVE - Electronic communications are automatically captured.

STORE - WORM archive is delivered to the designated company recipient and a duplicate is stored in SECCAS's off-site secure storage facility for up to 7 years. Barcode tracking of WORM archive assures accurate record-keeping and retrieval.

RETRIEVE - Archive discs will be retrieved for authorized requests for specific action.

Broker Dealers/RIAs
Hedge Funds
Sarbanes Oxley
E-Discovery