LEGAL

SECCAS helps mitigate the risks associated with the multitude of regulations related to the review and retention of electronic correspondence. SEC 17a-4, NASD 3010, NYSE 342, 440 & 442, IDA, SarBox 404 and HIPAA all require retention of e-mail. The security, simplicity and effectiveness of the SECCAS ASP solution make supervising and archiving this form of data achievable by companies of all sizes.

• Fulfills the requirements of regulations covering electronic correspondence
• Provides an affordable yet comprehensive compliance solution
  Archive incoming, out-going, Intra-office e-mail, IM, Bloomberg
• Litigation response assistance
• Privacy and confidentiality guaranteed
• Exclude privileged communications from audits
• Customized WORM archives for discovery
• Non-tampered data verification
• Permanent archive to One-Write media (WORM)
• Off-site, secure storage
• Letter of attestation as third-party provider
• Indexed, searchable WORM archive delivered to client
• Import old archives (legacy data)
• Simplifies the compliance supervision process
• Supports internal control activities
• Minimizes the support involvement of technical personnel
• Ensures the confidentiality and privacy of all client-related data
• Secures all data for retrieval, review, discovery and archive

SECCAS clients satisfy regulatory obligations with minimal impact on day-to-day operations, personnel, and budget.

A recommended vendor of major Prime Brokerage Houses for their Hedge Funds.